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SEC Adopts Rules Requiring Hyperlinks to Exhibits

USA - March 17 2017 On March 1, 2017, the U.S. Securities and Exchange Commission (SEC) adopted final rules requiring issuers to include hyperlinks to exhibits listed in...

Hagen J. Ganem, Emily Prezioso Walsh, Josh LaGrange, Andrew T. Bond, Andrew J. Brady, Justin A. Kisner.


Annual Meeting Proxy Statement Reminders

USA - March 14 2017 As companies finalize their proxy materials for annual shareholder meetings, they should consider the following U.S. Securities and Exchange...

Caroline S. Kim, Hagen J. Ganem, Emily Prezioso Walsh, Josh LaGrange, Andrew J. Brady, Justin A. Kisner.


Nuisance Plaintiffs Pursue Novel Theories to Exact Section 16 Settlements

USA - February 24 2017 The so-called "short-swing profit rule" under Securities Exchange Act Section 16(b) generally prohibits officers and directors as well as 10 percent...

Joseph M. Yaffe, Erica Schohn, Josh LaGrange, Regina Olshan, Neil M. Leff.


SEC Acting Chairman Directs Reconsideration of Conflict Minerals Rule

USA - February 1 2017 The acting chairman of the U.S. Securities and Exchange Commission (SEC), Michael S. Piwowar, yesterday released two public statements (available...

Caroline S. Kim, Hagen J. Ganem, Emily Prezioso Walsh, Josh LaGrange, Andrew J. Brady, Justin A. Kisner.


Trump's Focus on Deregulation Could Shape SEC Priorities in 2017

USA - January 28 2017 In his statement announcing the appointment of Jay Clayton to run the Securities and Exchange Commission (SEC), President Donald Trump said that “we...

Colleen P. Mahoney, Lily S. Huang.