We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 14
Most popular |Most recent


SEC Adopts EGC Inflation Adjustments and Other Technical Amendments Under the JOBS Act

USA - April 6 2017 On March 31, 2017, the Securities and Exchange Commission (SEC) adopted several new rules to effectuate inflation adjustments mandated under the...

Rajeev P. Duggal, Thomas J. Ivey, Michelle Gasaway, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Brian V. Breheny.


SEC Adopts T2 Settlement Cycle for Securities Transactions

USA - April 3 2017 On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Securities Exchange Act Rule 15c6-1(a) to shorten the...

Rajeev P. Duggal, Thomas J. Ivey, Michelle Gasaway, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Brian V. Breheny.


Corporate Finance Alert: Second Circuit Upholds District Court’s Facebook Lock-Up Ruling: Underwriters Not Subject to Group Ownership, Short-Swing Profit Rules

USA - November 3 2016 On November 3, 2016, in Lowinger v. Morgan Stanley & Co. LLC, the U.S. Court of Appeals for the 2nd Circuit upheld a district court finding that...

Rajeev P. Duggal, Michelle Gasaway, Z. Julie Gao, Gregory A. Fernicola, Brian V. Breheny.


2017 SEC Filing Deadlines for Companies With December 31, 2016 Fiscal Year End

USA - October 20 2016 As the end of the year approaches, reporting companies should be aware of the various SEC filing deadlines for 2017. Companies also should be mindful...

Rajeev P. Duggal, Michelle Gasaway, Z. Julie Gao, Gregory A. Fernicola, Brian V. Breheny.


"Corporate Finance Alert: SEC Staff Continues to Focus on Non-GAAP Financial Disclosures"

USA - October 13 2016 In recent months, companies have experienced greater scrutiny of their use of non-GAAP financial measures by the staff of the U.S. Securities and...

Rajeev P. Duggal, Michelle Gasaway, Z. Julie Gao, Gregory A. Fernicola, Brian V. Breheny.