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USA - July 20 2012
July 20, 2012On July 19, 2012, the staff of the Division of Investment Management of the U.S. Securities and Exchange Commission (the "Staff") updated its Form PF Frequently Asked Questions (the "FAQs") to include significant new interpretive guidance on Form PF.
USA - January 12 2012
On Dec. 21, 2011, the U.S. Securities and Exchange Commission (the “SEC”) adopted amendments to the accredited investor net worth test (as set forth in Rule 501(a)(5) (“Rule 501”) of Regulation D, the private placement safe harbor promulgated under Section 4(2) of the U.S. Securities Act of 1933, as amended (the “Securities Act”)).
USA - October 27 2011
The Securities and Exchange Commission voted yesterday to adopt Rule 204(b)-1 requiring investment advisers to report information about their private funds on Form PF to the SEC.
USA - March 11 2011
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") established the Financial Stability Oversight Council ("FSOC"), which has been tasked with monitoring systemic risk in the U.S. financial system.
USA - May 18 2010
As the Senate moves toward a vote on financial regulatory reform, private fund managers should be aware of the key issues that may affect them.
