John C. Lehmann Bracewell & Giuliani LLP
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Court finds securities rules must be clear to impose liability *
USA - February 16 2012
A federal district judge refused to impose liability on an investment adviser to a hedge fund and its CEO in an SEC enforcement action because the conduct was not clearly identified as being impermissible.
Co-authors: Craig S. Warkol.
Co-authors of John C. Lehmann
Other Bracewell & Giuliani LLP authors
- Benjamin A. Ruzow,
- Bob Sheeder,
- Bruce A. Cheatham,
- Christopher L. Maberry,
- David J. Ball,
- David L. Lawton,
- David Poe,
- David R. Kolker,
- Elizabeth Day,
- Evan D. Flaschen,
- George D. Fatula,
- Heather M. Khassian,
- Ilia M. O'Hearn,
- Karthika Perumal, Ph.D.,
- Lowell Rothschild,
- Michael R. Samardzija, Ph.D.,
- Michael Weller,
- Rachel B. Goldman,
- Rebecca L. Morley,
- Ryan M. Philp