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Results 1 to 5 of 14



Dropping the Dime: Risks of Giving Evidence to Canadian Securities Regulators

Canada - May 19 2016 Canadian securities regulators often cooperate with their counterparts abroad due to the increasingly global nature of securities regulation…

Co-authors: Alexandra Luchenko, Simon Seida.


Global focus on anti-corruption continues: Transparency International releases Corruption Perceptions Index 2015

Canada, Global - January 28 2016 On January 27, 2016, Transparency International published its Corruption Perceptions Index (CPI) for 2015. The 2015 edition ranks 168 countries based…

Co-authors: Alexandra Luchenko, Mark Klaver.


Televised hearings and FOI requests: recent developments in Securities Commission practice

Canada - May 8 2015 The hearing process before the British Columbia Securities Commission (Securities Commission) will be influenced by two important decisions: one from…

Co-authors: Alexandra Luchenko.


New cooperative capital markets regulatory system: proposed changes to regulatory and criminal enforcement

Canada - December 2 2014 A memorandum of agreement between the federal government and the governments of British Columbia, New Brunswick, Ontario, Prince Edward Island and…

Co-authors: Ryan Morris, Andrea Laing, Paul B. Schabas.


New cooperative capital markets rules affect civil liability for misrepresentation, insider trading

Canada - November 20 2014 The federal government and the governments of British Columbia, New Brunswick, Ontario, Prince Edward Island and Saskatchewan (Participating…

Co-authors: Ryan Morris, Andrea Laing.

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