OSC explores new capital raising prospectus exemptions *

Canada - January 3 2013
The Ontario Securities Commission has released a broad consultation paper, OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising…

Co-authors: Ross McKee.

OSC recommendations on portfolio disclosure by investment funds *

Canada - August 8 2012
On August 2, 2012, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-717 – Report on Staff’s Continuous Disclosure Review of Portfolio Holdings by Investment Funds which reports the findings and recommendations arising from its targeted review of portfolio holdings and other related continuous disclosure filed by investment funds.

Co-authors: Kevin Rusli, Stacy McLean.