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Results 1 to 5 of 13



Derivatives end-users granted interim relief from trade reporting obligations for inter-affiliate transactions

Canada - June 4 2015 Trade reporting obligations take effect in Ontario, Quebec and Manitoba (Applicable Provinces) on June 30, 2015 and will require over-the-counter…

Co-authors: Darren Littlejohn, Paul Rand.


Utilisateurs finaux de dérivés : dispense provisoire des obligations de déclaration pour les opérations entre entités du même groupe

Canada - June 4 2015 Les obligations de déclaration des opérations entrent en vigueur le 30 juin 2015 au Québec, en Ontario et au Manitoba (les provinces applicables)…

Co-authors: Darren Littlejohn, Paul Rand.


Comment letters on proposed federal systemic risk legislation raise significant concerns

Canada - May 18 2015 The consultation draft of the federal Capital Markets Stability Act (CMSA) issued in September 2014 proposes a novel regulatory regime directed at…

Co-authors: Gordon McKenna.


Projet de loi fédérale sur le risque systémique : les lettres de commentaires suscitent de nombreuses préoccupations

Canada - May 18 2015 L’ébauche aux fins de consultation de la Loi sur la stabilité des marchés des capitaux (la « LSMC ») fédérale publiée en septembre…

Co-authors: Gordon McKenna.


OTC Derivatives trading and clearing rules move closer to implementation

Canada - February 26 2015 Canada's securities regulators have taken two additional steps towards implementing a comprehensive regulatory framework for over-the-counter…

Co-authors: Stephen Ashbourne, Paul Rand.

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