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Results 1 to 5 of 67



Proxy advisory firms release policy updates for 2016

USA - December 4 2015 Institutional Shareholder Services (ISS) and Glass Lewis, two leading proxy advisory firms, recently published their 2016 proxy voting guidelines…

Co-authors: Mark J. Reyes, Andrew S. Herrington-Gilmore.


DERA publishes study of unregistered offering

USA - November 6 2015 On October 29, the Division of Economic and Risk Analysis (DERA) of the Securities and Exchange Commission published the results of a study that…


SEC proposes amendments to Rules 147 and 504

USA - November 6 2015 On October 30, the Securities and Exchange Commission proposed amendments to modernize: (1) Rule 147, promulgated under the Securities Act of 1933…

Co-authors: Mark D. Wood, Austin G. Leach.


SEC adopts final crowdfunding rules, completing JOBS Act rulemaking

USA - November 6 2015 On October 30, the Securities and Exchange Commission adopted "Regulation Crowdfunding," which consists of final rules that will enable eligible…


SEC to hold forum on Small Business Capital Formation in November

USA - October 23 2015 On October 21, the Securities and Exchange Commission announced that it will hold its annual Government-Business Forum on Small Business Capital…

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