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Results 1 to 5 of 72



SEC Division of Corporation Finance Issues 35 New C&DIs Regarding Foreign Private Issuers, QIBs and Offshore Offerings

USA - December 16 2016 On December 8, the staff (Staff) of the Securities and Exchange Commission’s Division of Corporation Finance issued 35 new Compliance and Disclosure…

Co-authors: Mark Wood, Shannon M. Traylor.


ISS Announces Updates to Its Pay-for-Performance Evaluation for US and Canadian Companies

Canada, USA - November 11 2016 On November 8, Institutional Shareholder Services (ISS), a leading proxy advisory firm, announced a number of updates to its 2017 pay-for-performance…

Co-authors: Mark Wood, Boris Kessler.


SEC Staff Issues Three No-Action Letters Regarding Proxy Access Proposals

USA - October 7 2016 On September 27, the staff (Staff) of the Securities and Exchange Commission’s Division of Corporation Finance issued three no-action letters…

Co-authors: Mark Wood.


SEC Division of Corporation Finance Issues 12 New and Revised C&DIs Regarding Non-GAAP Measures

USA - May 20 2016 As noted in the May 13 edition of Corporate and Financial Weekly Digest, SEC Chair Mary Joe White, Deputy Chief Accountant Wesley R. Bricker and…

Co-authors: Mark Wood.


SEC Deputy Chief Accountant Discusses Use of Non-GAAP Measures

USA - May 13 2016 In a May 5 speech at the 2016 Baruch College Financial Reporting Conference, Wesley Bricker, deputy chief accountant at the Securities and Exchange…

Co-authors: Mark Wood.

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