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Jonathan D. Weiner Katten Muchin Rosenman LLP

Results 1 to 5 of 53



SEC publishes guidance for investment advisers and proxy advisory firms regarding proxy voting and solicitation *

USA - July 11 2014
On June 30, the Securities and Exchange Commission's Division of Investment Management and Division of Corporation Finance published Staff Legal…

Co-authors: Mark D. Wood.


SEC proposes rules for “Regulation A+” offerings *

USA - December 20 2013
On December 18, the Securities and Exchange Commission voted to propose new rules that would expand the exemption from registration under the…

Co-authors: Mark D. Wood.


SEC proposes new rules for crowdfunding exemption *

USA - October 25 2013
On October 23, the Securities and Exchange Commission voted unanimously to propose new rules that would permit companies to offer and sell securities…

Co-authors: Matthew S. Brown.


SEC adopts and proposes new rules, including easing the prohibition on general solicitation *

USA - July 12 2013
On July 10, the Securities and Exchange Commission adopted certain new rules and proposed others applicable to certain securities offerings that are…

Co-authors: David S. Kravitz, Mark D. Wood, Mark J. Reyes.


District court vacates SEC’s resource extraction issuer rule *

USA - July 12 2013
On July 2, the US District Court for the District of Columbia vacated the resource extraction issuer disclosure rule that the Securities and Exchange…

Co-authors: David S. Kravitz, Mark D. Wood, Mark J. Reyes.


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