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Results 1 to 5 of 70

SEC Staff Issues Three No-Action Letters Regarding Proxy Access Proposals

USA - October 7 2016 On September 27, the staff (Staff) of the Securities and Exchange Commission’s Division of Corporation Finance issued three no-action letters…

Co-authors: Mark Wood.

SEC Division of Corporation Finance Issues 12 New and Revised C&DIs Regarding Non-GAAP Measures

USA - May 20 2016 As noted in the May 13 edition of Corporate and Financial Weekly Digest, SEC Chair Mary Joe White, Deputy Chief Accountant Wesley R. Bricker and…

Co-authors: Mark Wood.

SEC Deputy Chief Accountant Discusses Use of Non-GAAP Measures

USA - May 13 2016 In a May 5 speech at the 2016 Baruch College Financial Reporting Conference, Wesley Bricker, deputy chief accountant at the Securities and Exchange…

Co-authors: Mark Wood.

Proxy advisory firms release policy updates for 2016

USA - December 4 2015 Institutional Shareholder Services (ISS) and Glass Lewis, two leading proxy advisory firms, recently published their 2016 proxy voting guidelines…

Co-authors: Mark J. Reyes, Andrew S. Herrington-Gilmore.

DERA publishes study of unregistered offering

USA - November 6 2015 On October 29, the Division of Economic and Risk Analysis (DERA) of the Securities and Exchange Commission published the results of a study that…

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