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CFTC Issues Guidance on the Calculation of Projected Operating Costs by DCMs and SEFs

USA - May 5 2017 On April 28, the Commodity Futures Trading Commission issued guidance on the calculation by designated contract markets (DCMs) and swap execution...

Timothy D. Kertland.


CFTC Proposes Amendments to Certain Rules Governing CCO Duties and Annual Reports

USA - May 5 2017 On May 3, the Commodity Futures Trading Commission announced proposed rules amending its regulations regarding certain duties of chief compliance...

Timothy D. Kertland.


CFTC Extends Relief to CTAs With Third-Party Recordkeepers

USA - April 28 2017 The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued exemptive relief to commodity trading...

James M. Brady.


NFA Issues Notice Regarding Updated FinCEN AMLCFTC Guidance

USA - April 14 2017 On April 10, the National Futures Association (NFA) published Notice I-17-09, which notified member futures commission merchants (FCMs) and...

Stanley V. Polit.


CFTC Grants No-Action Relief From CPO Registration for Managers of Endowment Assets

USA - April 7 2017 On April 4, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DISO) granted no-action relief from...

Kevin M. Foley, Sarah R. Adams.