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NFA Issues Notice to Members Regarding CPOCTA Exemption Affirmations

USA - January 13 2017 On January 11, National Futures Association (NFA) issued Notice I-17-02, which reminds NFA members of their obligations with respect to commodity...

Laura N. Krcmaric.


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule

USA - December 9 2016 On December 5, the Commodity Futures Trading Commission voted to repropose position limits for futures and swap positions. On the same day, the CFTC...

Kevin M. Foley.


Foreign Listed Stock Index Futures and Options Approvals November 2016

Global - November 14 2016 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior...

James D. Van De Graaff, Gary DeWaal, Kevin M. Foley.


NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees

USA - September 30 2016 National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt...

James M. Brady.


NFA Proposes Amendments to CPO and CTA Quarterly Reporting Requirements

USA - September 16 2016 On September 6, the National Futures Association (NFA) filed with the Commodity Futures Trading Commission for approval an amendment to NFA...

Stanley V. Polit.