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Christian B. Hennion Katten Muchin Rosenman LLP

Results 1 to 5 of 47



NFA issues notice regarding CPO and CTA reports and filing requirements *

USA - October 3 2014
On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to…

Co-authors: Adam J. Joines.


Foreign Listed Stock Index Futures and Options Approvals Chart *

USA - October 1 2014
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions…

Co-authors: Blake J. Brockway, James D. Van De Graaff, Gary DeWaal, Kenneth M. Rosenzweig, Kevin M.Foley.


CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs *

USA - September 12 2014
The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting…

Co-authors: Adam J. Joines.


Foreign Listed Stock Index Futures and Options Approval *

European Union, USA - April 16 2014
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are…

Co-authors: Blake J. Brockway, James D. Van De Graaff, Kenneth M. Rosenzweig, Kevin M.Foley.


Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013 *

USA - June 21 2013
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are…

Co-authors: Blake J. Brockway, James D. Van De Graaff, Kenneth M. Rosenzweig, Kevin M.Foley.


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