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Results 1 to 5 of 53



CFTC’s energy and environmental markets Advisory Committee to meet on July 29

USA - July 17 2015 The Commodity Futures Trading Commission's Energy and Environmental Markets Advisory Committee will hold a public meeting on July 29. The Advisory…

Co-authors: James M. Brady.


NFA requires notice from CPOs that consolidate filings of subsidiary pools

USA - July 17 2015 National Futures Association (NFA) has issued a notice requiring all commodity pool operators (CPOs) that have filed a notice of claim under…

Co-authors: James M. Brady.


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs

USA - April 10 2015 The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting…

Co-authors: Swathi Gandhavadi Griffin.


NFA modifies easyfile for pool annual financial statements

USA - February 16 2015 On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool…

Co-authors: James M. Brady.


CFTC extends relief from certain OCR requirements

USA - February 16 2015 The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and…

Co-authors: James M. Brady.

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