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Christian B. Hennion Katten Muchin Rosenman LLP

Results 1 to 5 of 45



CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs *

USA - September 12 2014
The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting…

Co-authors: Adam J. Joines.


Foreign Listed Stock Index Futures and Options Approval *

European Union, USA - April 16 2014
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are…

Co-authors: Blake J. Brockway, James D. Van De Graaff, Kenneth M. Rosenzweig, Kevin M.Foley.


Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013 *

USA - June 21 2013
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are…

Co-authors: Blake J. Brockway, James D. Van De Graaff, Kenneth M. Rosenzweig, Kevin M.Foley.


CFTC issues guidance in conjunction with "swap" definition effective date *

USA - October 19 2012
In light of the numerous regulatory changes triggered by the definition of “swap” taking effect on October 12, Commodity Futures Trading Commission staff released a series of no-action letters and interpretations late last week.

Co-authors: Ross Pazzol.


CFTC approves final rule on swap data recordkeeping and reporting requirements for pre-Dodd-Frank swaps *

USA - May 25 2012
On May 18, the Commodity Futures Trading Commission approved a final rule on swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps.

Co-authors: Blake J. Brockway, Kevin M.Foley.


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