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Results 1 to 5 of 59



European Commission and CFTC Announce Harmonized Approach to CCPs

European Union - February 12 2016 On February 10, the Commodity Futures Trading Commission and the European Commission (EC) announced that they had reached an agreement on a…

Co-authors: Ross Pazzol, Gary DeWaal, Kevin M. Foley, Sarah R. Adams.


CFTC’s Energy and Environmental Markets Advisory Committee To Hold Public Meeting

USA - February 12 2016 The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee (EEMAC) will hold a public meeting on February 25…

Co-authors: Ross Pazzol, Gary DeWaal, Kevin M. Foley, Sarah R. Adams.


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016

USA - January 8 2016 Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are…

Co-authors: James D. Van De Graaff, Gary DeWaal, Kevin M. Foley.


Victim of fraud sued for fraud

USA - November 24 2015 On November 16, 2015, the Securities and Exchange Commission (SEC) sued an investment adviser, Virtus Investment Advisers, Inc., who had hired…

Co-authors: Richard D. Marshall, Gary DeWaal, David Y. Dickstein , Wendy E. Cohen, Allison C. Yacker.


CFTC proposes revisions to pending aggregation rules

USA - September 28 2015 The Commodity Futures Trading Commission (CFTC) has voted to seek public comment on revisions to its proposed rules requiring the aggregation of…

Co-authors: Gary DeWaal, Carolyn H. Jackson, Kevin M. Foley.

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