We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Results 1 to 5 of 54



NFA grants Form PR reporting relief to certain CTAs

USA - August 7 2015 National Futures Association (NFA) has notified its member commodity trading advisors (CTAs) that do not direct trading of commodity interest…

Co-authors: James M. Brady.


CFTC’s energy and environmental markets Advisory Committee to meet on July 29

USA - July 17 2015 The Commodity Futures Trading Commission's Energy and Environmental Markets Advisory Committee will hold a public meeting on July 29. The Advisory…

Co-authors: James M. Brady.


NFA requires notice from CPOs that consolidate filings of subsidiary pools

USA - July 17 2015 National Futures Association (NFA) has issued a notice requiring all commodity pool operators (CPOs) that have filed a notice of claim under…

Co-authors: James M. Brady.


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs

USA - April 10 2015 The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting…

Co-authors: Swathi Gandhavadi Griffin.


CFTC extends relief from certain OCR requirements

USA - February 16 2015 The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and…

Co-authors: James M. Brady.

Next »