SEC proposes new investor protection measures in the options markets *

USA - May 13 2010
On April 14, 2010, the SEC published for comment a proposal that would extend to the listed options markets additional investor protection measures that currently exist in markets for National Market System ("NMS") stocks.

Co-authors: David S. Huntington, Tong Yu.

SEC proposes new large trader reporting system *

USA - April 26 2010
On April 14, 2010, the SEC published for comment a proposal that would establish new reporting obligations for large market participants that conduct substantial securities trading activities.

Co-authors: David S. Huntington, Tong Yu, Mark S. Bergman.

SEC proposes new requirements for offerings of asset-backed securities *

USA - April 15 2010
On April 7, 2010, the SEC published for comment proposed amendments to Regulation AB and other rules that, if adopted, would significantly modify the existing requirements with respect to offerings of asset-backed securities ("ABS").

Co-authors: David S. Huntington, Tong Yu, Jordan E. Yarett.