We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Matt Vitale

Matt Vitale Hall & Wilcox

Results 1 to 2 of 2



ASIC consults on regulatory approach to platforms

Australia - March 16 2012 The Australian Securities and Investment Commission (ASIC)  has released Consultation Paper 176: Review of ASIC policy on platforms: Update to RG 148 (CP 176) and announced that it is reviewing its regulatory approach to platforms as part of broader efforts to promote investor confidence in the sector.

Co-authors: Pamela McAlister, Adrian Verdnik.


Changes to ASIC financial requirements for responsible entities of managed investment schemes

Australia - November 9 2011 ASIC has released new financial requirements for responsible entities of managed investment schemes in an effort to ensure that ‘schemes wanting to take on the responsibility of managing investors’ money are backed up by responsible entities (REs) with appropriate financial substance.’

Co-authors: Harry New, Eugene Chen, John Bassilios.