Matt Vitale Hall & Wilcox
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Australia - March 16 2012
The Australian Securities and Investment Commission (ASIC) has released Consultation Paper 176: Review of ASIC policy on platforms: Update to RG 148 (CP 176) and announced that it is reviewing its regulatory approach to platforms as part of broader efforts to promote investor confidence in the sector.
Australia - November 9 2011
ASIC has released new financial requirements for responsible entities of managed investment schemes in an effort to ensure that ‘schemes wanting to take on the responsibility of managing investors’ money are backed up by responsible entities (REs) with appropriate financial substance.’